A leading City-based investment bank is looking for a proactive Regulatory Compliance Officer to join its Regulatory Change team, specialising in horizon scanning.
This role focuses on identifying, analysing, and assessing regulatory developments across the UK and EU markets, ensuring the bank stays ahead of compliance requirements.
About the Role As part of the Regulatory Change team, you will play a key role in monitoring and interpreting regulatory changes that impact the bank's operations.
This position requires an individual with expertise in UK and EU regulations and strong analytical skills to assess compliance impacts, inform internal stakeholders, and support the firm's strategic responses .
Horizon Scanning: Proactively monitor UK and EU regulatory developments relevant to banking, finance, and securities markets, identifying upcoming changes and assessing potential impacts on the firm.
Regulatory Interpretation: Analyse and interpret complex regulations, translating them into actionable insights and advising relevant teams on necessary adjustments to policies and procedures.
Stakeholder Engagement: Communicate regulatory updates to stakeholders across the bank, providing clear summaries and recommendations to ensure ongoing compliance and alignment with strategic objectives.
Documentation and Reporting: Maintain accurate records of regulatory updates, horizon scanning activities, and actions taken, providing regular reports to senior management.
What We Are Looking For The ideal candidate has approximately four years' experience in a compliance or regulatory role within an investment bank or a comparable financial institution.
You will need a solid understanding of UK and EU regulatory frameworks, along with strong analytical skills and the ability to assess the impact of regulatory changes.
Candidates from a purely project management background will not be suitable; prior experience in compliance or regulatory functions is essential.