Vice President, Compliance AdvisoryAbout this role BlackRock is one of the world's preeminent asset management firms and a premier provider of global investment management, risk management and advisory services to institutional, intermediary and individual investors around the world. BlackRock offers a range of solutions – from fundamental and quantitative active management approaches aimed at maximizing outperformance to highly efficient indexing strategies designed to gain broad exposure to the world's capital markets.
Business Unit Overview: BlackRock's Compliance Department protects BlackRock's reputation and provides client focussed advice. The department is a dynamic environment with the team focused understanding and advising on the impact of regulation in our business.
Actively participating in business decisions to champion our clients' interests and assist the business in translating compliance requirements and expectations into their daily work.Putting client interests at the centre of everything we do.Ensuring adherence to, and providing advice on, applicable laws, regulations, and BlackRock Compliance policies.Collaborating with the business to position Compliance centrally into their daily work.Encouraging and improving the compliance culture within BlackRock.Providing thought leadership, analysis, and advice on the impact of the regulatory framework on the business and its clients.Developing and encouraging excellence within the Compliance team.Actively developing the skills and careers of each member of the Compliance team.Role Description: An exciting opportunity has arisen for a Vice-President to join our EMEA Investment & Trading Compliance team, which includes supporting our Portfolio Management Group businesses. This position will complement an existing team of expert compliance professionals based in London.
Investments and Trading: The Investments and Trading Compliance Team is responsible for providing timely and high-quality compliance oversight of front line of business activities supporting Equities, Fixed Income, Multi-Asset and Trading.
Our ideal candidate will have at least 7 years relevant Compliance experience within the asset management industry or Investment Banking, and will have gained expertise in Equities, Fixed Income, Securitisations, Credit, as well as providing timely and value-add regulatory advice. A demonstrably successful record in collaborating with investment professionals, legal and product development would be a distinct advantage.
Key responsibilities include: Providing qualitative compliance advice to all business units, ensuring that regulatory issues are managed and/or escalated appropriately.Liaising with portfolio managers, traders and other investment staff on regulatory matters.Working as part of a global team responsible for BlackRock's maintaining information barriers, policies, procedures and restricted list processes.Delivering periodic compliance training to our businesses on relevant matters.Preparation and delivery of management information, reports and presentations as required.Responsible for ensuring timely advice and support on compliance matters related to business projects and strategy.Provide support and advice on re-allocation requests, portfolio rebalancing, trade restrictions and internal crossings.Compliance representation at internal governance committees as required.Working on specified compliance projects and initiatives.The candidate will be a collaborative team player with strong communication, problem solving and analytical skills, along with high attention to detail.
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