Trade Surveillance Analyst

William Rose Associates is actively partnering with a boutique investment firm based in London which is looking for a Trade Surveillance Analyst to join them.
ESSENTIAL SKILLS | Trade Surveillance Analyst MUST come from a brokerage background 1-2 years experience in either Operations or Compliance Familiarity with Bloomberg is useful OVERVIEW | Trade Surveillance Analyst In this role, you'll assist the Trade Monitoring and Surveillance Manager with monitoring daily trading activities to ensure compliance with key regulations, focusing on Market Abuse.
You'll analyse data, manage alert systems, and escalate any potential issues to senior compliance leadership.
Your duties will also include preparing reports for regulators, advising the business on regulatory changes, and supporting the enhancement of monitoring and surveillance processes.
You'll play a key role in producing management reports, handling regulatory filings, and ensuring the firm's systems are continuously updated and aligned with compliance requirements