Internal Audit â?? Front Office Controls â?? Investment Banking My client, a Tier 1 Investment Bank, is looking for a number of Internal Audit specialistsÂto join on a contract basis, The ideal candidate will be a qualified accountant with a professional services background.
Key responsibilities:
â?¢ÂUndertake periodic product and thematic reviews across the Investment Bank, challenging control design and control operating effectiveness.
â?¢ÂDevelop productive working relationships with senior Front Office management to ensure they understand their risks and have controls and processes in place to manage those risks.
â?¢ÂChallenge the completion of operational risk and control self assessments.
â?¢ÂReview how issues identified are resolved and whether actions taken are suitable and sustainably implemented.
â?¢ÂWork with the Front Office Supervisor team in providing opinions and views on the status of controls in the various asset classes across the front office.
Key requirements:
â?¢ÂACCA / CIMA / ACA qualified
â?¢ÂHave a good understanding of Markets (traded products) and Investment Banking products within a major financial institution.
â?¢ÂAn understanding of modern governance, risk and control assessment techniques.
â?¢ÂExperience in one or more of the following areas: a front office supervisor role, COO role, internal audit, operational risk management or related disciplines, in the financial services industry.
â?¢ÂNetworking & Senior Stakeholder Management skills and able to Negotiate and Influence effectively.
â?¢ÂGood organization, planning and project management abilities.
â?¢ÂFull understanding of the key market, credit and operational risks operating across each main asset class operating in a major trading floor and IBD business.
â?¢ÂExcellent communication abilities with well developed report writing skills and presentational skills
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