Market Surveillance Officer

THE COMPANY: Our client is a successful brokerage firm based in the City.
They are looking to hire a Market Surveillance Officer on an FTC basis.
THE RESPONSIBILITIES: Monitoring and closing of market surveillance alerts and electronic communications to identify suspicious behaviour Calibration and tailoring of monitoring systems to ensure that alerts are generated optimally Producing and checking reliable MI on surveillance functions in the firm Assisting with enquiries or audits relating to the firm's market abuse framework; Assisting with the annual market abuse risk assessment Reviewing policies and procedures relating to market abuse Preparing training material for staff relating to market abuse, market conduct and financial crime.
Assisting with technical enhancements relating to compliance monitoring surveillance software Escalating and investigating exceptions and incidents arising from market abuse and electronic communications monitoring.
Prepare material relating to STOR or SAR notifications to regulators EXPERIENCE REQUIRED: Extensive experience of having worked in market surveillance Interest in financial markets, data analysis, and compliance.
Willingness to learn about the technical aspects of market surveillance.
Team player, ability to work flexibly and tenacity.
For further information please contact Natalie Eshelby