We are proud to partner with a leading Financial Planning firm who are currently seeking a detail-driven, proactive Compliance & Risk Assistant to join their dynamic team.
This role offers the perfect opportunity to build a robust compliance career in a fast-paced, supportive, and growth-oriented environment.
The Role: You'll play a vital role in ensuring the business adheres to regulations while supporting a high standard of client care.
Key responsibilities include:
Risk Assessment: Assist in reviewing client documents, assessing AML (Anti-Money Laundering) risks, and approving new accounts.
Client Reviews: Help conduct regular and enhanced due diligence on high-risk clients.
Training & Support: Provide answers to AML-related queries and assist in delivering internal training sessions.
Decision Making: Contribute to assigning risk ratings and documenting necessary due diligence.
Data Management: Log newly onboarded clients and assist in preparing monthly statistics for senior managers.
Regulatory Updates: Support the analysis of new regulations and integration of changes into processes.
What You'll Bring: Organizational Excellence: Ability to manage multiple tasks efficiently.
Attention to Detail: Ensuring compliance and accuracy in documentation.
Strong Communication Skills: Professional interaction with advisers, clients, and providers.
Team Spirit: Willingness to collaborate across departments.
Interest in Compliance: Basic understanding of FCA, AML, and KYC guidelines is beneficial but not essential.
What's in It for You?
Competitive Salary: Up to £30k based on experience.
Flexibility: Hybrid working and flexible hours.
Generous Benefits: 28 days holiday, workplace pension, and free parking.
Professional Development: Comprehensive study support for R0/CII exams.
This role is perfect for individuals with some experience in compliance support, financial services administration, or a related field.
If you're eager to build your skills in risk management and compliance while working in a dynamic and supportive environment, we'd love to hear from you.
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